DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• C•••• P• F••• 2•••• L•
Gross asset value
$690M
as of Aug 1, 2024; not a fund size
Peak GAV
$720M
highest filing
Owners
7
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
14 filings
Mar 26, 2020 to Aug 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$690M as of Aug 1, 2024
Mar 26, 2020$319M then
Owners7 as of Aug 1, 2024
Mar 26, 20207 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Canadareported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-337184reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First RepublicBoston, Massachusetts · LEI YWC0TIKBQM2JV8L4IV08
- Jpmorgan Chase Bank, N.A.New York, New York · LEI ID7H6GLXDRUGQFU57RNE
Across DFX
shared identifiers only
- S••••••••• C•••• P• F••• 2•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons