DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• P••••••• F••• V•• L•••
Private Equity Fundadvised byS•••••••• P••••••• F••• S•••••••• A••••••• L•••asset manager805-3659648867IAPD
Gross asset value
$1.4B
as of Jun 26, 2024; not a fund size
Peak GAV
$5.6B
highest filing
Owners
307
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
25%
Reported
28 filings
Mar 31, 2014 to Jun 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.4B as of Jun 26, 2024
Mar 31, 2014$688M then
Owners307 as of Jun 26, 2024
Mar 31, 201461 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-206009reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York · LEI B4TYDEB6GKMZ0031MB27
- CitibankNew York, New York · LEI E57ODZWZ7FF32TWEFA76
- J.P. MorganNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- S•••••••• P••••••• F••• V•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons