DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• O••••••••• F••• ••••••••• L•••
Gross asset value
$464,849
as of Mar 25, 2022; not a fund size
Peak GAV
$4.1M
highest filing
Owners
125
beneficial owners reported
Minimum investment
$30,000
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
12 filings
Mar 29, 2012 to Mar 25, 2022
Reporting history
one row per Form ADV filing
Gross asset value$464,849 as of Mar 25, 2022
Mar 29, 2012$3.2M then
Owners125 as of Mar 25, 2022
Mar 29, 2012125 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- C•••••••• O••••••••• F••• ••••••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 20%reportedadviser and related persons