DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••••••• G••••• P•••••••• L•••
Gross asset value
$66.2M
as of Nov 15, 2016; not a fund size
Peak GAV
$75.2M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Jun 18, 2015 to Nov 15, 2016
Reporting history
one row per Form ADV filing
Gross asset value$66.2M as of Nov 15, 2016
Jun 18, 2015$66.9M then
Owners36 as of Nov 15, 2016
Jun 18, 201539 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-137167reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic Securities Company, LLCSan Francisco, California
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons