DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
5•• F•••• I••••• P••• M••••• F••• S••
Gross asset value
$67.9M
as of Sep 25, 2017; not a fund size
Peak GAV
$67.9M
highest filing
Owners
39
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Jun 20, 2016 to Sep 25, 2017
Reporting history
one row per Form ADV filing
Gross asset value$67.9M as of Sep 25, 2017
Jun 20, 2016$61.2M then
Owners39 as of Sep 25, 2017
Jun 20, 201617 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 15% of the adviser's clients investedreported
- Form D file number
- 021-261903reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Colorado State Bank And TrustDenver, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons