DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• P••• F••• L• L• C•
Gross asset value
$80.7M
as of Mar 26, 2024; not a fund size
Peak GAV
$106M
highest filing
Owners
43
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
76%
of the fund
Owned by funds
68%
fund-of-funds interests
Non-US owners
2%
Reported
16 filings
Nov 23, 2015 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$80.7M as of Mar 26, 2024
Nov 23, 2015$14.1M then
Owners43 as of Mar 26, 2024
Nov 23, 201529 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129466reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services, Inc.Chicago, Illinois · LEI I9O8MELCUVOTLJABOX92
- Bmo Harris Bank N. A.Chicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Interactive Brokers LLCChicago, Illinois
- Pershing LLCJersey City, New Jersey
- Stonex Distribuidora De TíTulos E Valores MobiliáRios LtdaSãO Paulo, Brazil
- Stonex Financial Inc.New York, New York
- Stonex Markets LLCChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 76%reportedadviser and related persons