DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•• H••••••• I••• L•
Private Equity Fundadvised byS••••• M••••••• C••••••• L•asset manager805-3703757727no longer reportedIAPD
Gross asset value
$1.4M
as of Oct 25, 2022; not a fund size
Peak GAV
$4.9M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
57%
of the fund
Owned by funds
75%
fund-of-funds interests
Non-US owners
24%
Reported
49 filings
Mar 30, 2012 to Oct 25, 2022
Reporting history
one row per Form ADV filing
Gross asset value$1.4M as of Oct 25, 2022
Mar 30, 2012$4.9M then
Owners16 as of Oct 25, 2022
Mar 30, 201216 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 53% of the adviser's clients investedreported
- Form D file number
- 021-175885reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- S•• H••••••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 57%reportedadviser and related persons