DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L••••••••• E••••• F••• I••• L•••
Gross asset value
$91.0M
as of Jun 14, 2024; not a fund size
Peak GAV
$302M
highest filing
Owners
64
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
11%
Reported
18 filings
Feb 11, 2012 to Jun 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$91.0M as of Jun 14, 2024
Feb 11, 2012$302M then
Owners64 as of Jun 14, 2024
Feb 11, 201264 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-69456reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Principal Financial GroupMinneapolis, Minnesota · LEI CUMYEZJOAF02RYZ1JJ85
- Wells Fargo Bank, N.A.New York, New York · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- L••••••••• E••••• F••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 6.0%reportedadviser and related persons