DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• I••••••••• F••• L•
Gross asset value
$4.8M
as of Aug 24, 2022; not a fund size
Peak GAV
$9.8M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
29%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
Oct 2, 2013 to Aug 24, 2022
Reporting history
one row per Form ADV filing
Gross asset value$4.8M as of Aug 24, 2022
Oct 2, 2013$950,000 then
Owners28 as of Aug 24, 2022
Oct 2, 20132 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-203640reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Horizon BankMemphis, Tennessee · LEI COOWI3L2W9TPYR3WJX37
- Td Ameritrade, Inc.Grennwich, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 29%reportedadviser and related persons