DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••• C•••••• I••• L•••
Gross asset value
$176M
as of Feb 8, 2024; not a fund size
Peak GAV
$263M
highest filing
Owners
296
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
9%
Reported
9 filings
Mar 20, 2017 to Feb 8, 2024
Reporting history
one row per Form ADV filing
Gross asset value$176M as of Feb 8, 2024
Mar 20, 2017$104M then
Owners296 as of Feb 8, 2024
Mar 20, 201750 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-278747reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Chase Bank, N.A.New York, New York
- Stifel, Nicolaus & Company, IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- L••••• C•••••• I••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons