DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• S••••• M••••• F••• I• L•
Gross asset value
$120M
as of Mar 28, 2024; not a fund size
Peak GAV
$120M
highest filing
Owners
73
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Apr 11, 2022 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$120M as of Mar 28, 2024
Apr 11, 2022$120M then
Owners73 as of Mar 28, 2024
Apr 11, 202273 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-352901reportedthe join to the Form D offering
- Type as written
- SPECIAL OPPORTUNITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- U.S. Bank N.A.St. Paul, Minnesota · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
- H••••• S••••• M••••• F••• I• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons