DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•• R••• E••••• C••••• F••• L•
Gross asset value
$17.8M
as of May 9, 2022; not a fund size
Peak GAV
$82.4M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Jun 25, 2012 to May 9, 2022
Reporting history
one row per Form ADV filing
Gross asset value$17.8M as of May 9, 2022
Jun 25, 2012$36.7M then
Owners58 as of May 9, 2022
Jun 25, 201253 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-138341reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyJersey City, New Jersey · LEI 6PTKHDJ8HDUF78PFWH30
- Umb Bank, National AssociationKansas City, Missouri · LEI VNOO6EITDJ2YUEBMSZ83
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 15%reportedadviser and related persons