DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

E••• F•••• L•

Hedge Fundadvised byE••• M••••••••• C••••••• L••independent RIA805-3795286602no longer reportedIAPD
Gross asset value
$6.5M
as of Dec 1, 2020; not a fund size
Peak GAV
$14.4M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
30%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Mar 28, 2012 to Dec 1, 2020
Reporting history
one row per Form ADV filing
Gross asset value$6.5M as of Dec 1, 2020
Mar 28, 2012$12.8M then
Owners7 as of Dec 1, 2020
Mar 28, 201214 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
New York, United Statesreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
021-161555reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Jefferies LLC
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
30%reportedadviser and related persons