DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• G••••• L••••••••• F••• Q•• L•
Gross asset value
$313M
as of Sep 27, 2023; not a fund size
Peak GAV
$440M
highest filing
Owners
106
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
5%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
1%
Reported
42 filings
Apr 2, 2013 to Sep 27, 2023
Reporting history
one row per Form ADV filing
Gross asset value$313M as of Sep 27, 2023
Apr 2, 2013$188M then
Owners106 as of Sep 27, 2023
Apr 2, 2013144 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 24% of the adviser's clients investedreported
- Form D file number
- 021-1413454reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fidelity Brokerage Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons