DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P••••••• S••••• I•• L•••

Hedge Fundadvised byP••••••• S••••• C•••••• M••••••••• L•••asset manager805-3865808328no longer reportedIAPD
Gross asset value
$77.2M
as of Aug 28, 2018; not a fund size
Peak GAV
$151M
highest filing
Owners
50
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
50%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Apr 2, 2012 to Aug 28, 2018
Reporting history
one row per Form ADV filing
Gross asset value$77.2M as of Aug 28, 2018
Apr 2, 2012$83.1M then
Owners50 as of Aug 28, 2018
Apr 2, 201256 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-129432reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon Investment Servicing (US) Inc.
    Wilmington, Delaware
  • Boston Financial Data Services, Inc.
    Quincy, Massachusetts
  • Goldman Sachs & Co. LLC
    New York, New York
  • JP Morgan Chase Bank
    New York, New York
  • The Bank Of New York Mellon
    New York, New York
  • The Northern Trust International Banking Corporation
    New York, New York
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
50%reportedadviser and related persons