DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•• F••• L•••
Gross asset value
$695M
as of Oct 3, 2024; not a fund size
Peak GAV
$894M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
53%
of the fund
Owned by funds
53%
fund-of-funds interests
Non-US owners
76%
Reported
28 filings
Feb 13, 2012 to Oct 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$695M as of Oct 3, 2024
Feb 13, 2012$383M then
Owners15 as of Oct 3, 2024
Feb 13, 201217 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-5966915981reported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-139879reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York · LEI MBNUM2BPDO7JBLYG310
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- U.S. Bank National AssociationMinneapolis, Minnesota · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 53%reportedadviser and related persons