DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• C••••••••• H•••••••• L••
Gross asset value
$333,473
as of Mar 28, 2024; not a fund size
Peak GAV
$64.9M
highest filing
Owners
126
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
39%
fund-of-funds interests
Non-US owners
34%
Reported
18 filings
Jul 31, 2014 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$333,473 as of Mar 28, 2024
Jul 31, 2014$35.7M then
Owners126 as of Mar 28, 2024
Jul 31, 2014122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- First-Citizens Bank And Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Jpmorgan ChaseSan Francisco, California
- Morgan Stanley Smith Barney LLCWalnut Creek, California · LEI 7PDDXEMZ0ZV0CEDU4D16
- Raymond James & Associates, Inc.St. Petersburg, Florida
Across DFX
shared identifiers only
- V••• C••••••••• H•••••••• L•• · peshared adv fund id
- V••• C••••••••• H•••••••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons