DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

D• V•••• M••••• F•••• L••

Hedge Fundadvised byD• P•••••••• L•asset manager805-3881126332no longer reportedIAPD
Gross asset value
$334M
as of Jul 28, 2020; not a fund size
Peak GAV
$1.4B
highest filing
Owners
22
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
10%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
32%
Reported
27 filings
May 29, 2012 to Jul 28, 2020
Reporting history
one row per Form ADV filing
Gross asset value$334M as of Jul 28, 2020
May 29, 2012$142M then
Owners22 as of Jul 28, 2020
May 29, 20126 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-175134reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of New York Mellon
    Orlando, Florida
  • Bnp Paribas Securities Corp.
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • State Street Bank And Trust Company
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
10%reportedadviser and related persons