DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••••• S•••• R••• E••••• P•••••••• L•••
Gross asset value
$0
as of Mar 8, 2022; not a fund size
Peak GAV
$163M
highest filing
Owners
103
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
25%
fund-of-funds interests
Non-US owners
2%
Reported
200 filings
Mar 30, 2012 to Mar 8, 2022
Reporting history
one row per Form ADV filing
Gross asset value$139M as of Jul 19, 2016
Mar 30, 2012$159M then
Owners103 as of Jul 19, 2016
Mar 30, 201298 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Abn Amro Bank N.VGustav Mahlerlaan, Netherlands
- Aozora BankChiyoda, Japan
- Banco Santander (Mexico), S.A.Mexico, Mexico
- Bank Of AmericaCharlotte, California
- Bank Of AmericaConcord, California
- Bank Of ChinaShenzhen, China
- Barclays Bank PlcLondon, United Kingdom
- Bnp ParibasParis, France
- Caceis Bank LuxembourgLuxembourg, Luxembourg
- Carta Securities, LLCSan Francisco, California
- Ccb Qingdao Sifang BranchQingdao, China
- China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, ShanghaiShanghai, China
- China Merchant Bank Huhehaote Municipal BranchHohhot, China
- Citco Bank Nederland NvAmsterdam, Netherlands
- Citibank N.A.New York, New York
- Cmb Huhehaote Municipal BranchHohhot, China
- Commerzbank AgFrankfurt, Germany
- Corland BmoChicago, Illinois
- Credit Agricole Corporate And Invesment BankNew York, New York
- Deutsche BankFrankfurt, Germany
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons