DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W•••• A•••• B••••••• R••• F••• L••

Hedge Fundadvised byW•••• M••••••••• A••••••• L••former805-3889524797no longer reportedIAPD
Gross asset value
$8.8M
as of Mar 29, 2018; not a fund size
Peak GAV
$40.4M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Jun 15, 2015 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$8.8M as of Mar 29, 2018
Jun 15, 2015$38.1M then
Owners3 as of Mar 29, 2018
Jun 15, 20154 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 17% of the adviser's clients investedreported
Form D file number
021-238288reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    New York, New York
  • Barclays Bank Plc
    London, United Kingdom
  • Citibank N.A.
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • J.P. Morgan Chase Bank N.A.
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley & Co. LLC
    New York, New York
  • Morgan Stanley Capital Group Inc
    New York, New York
  • Morgan Stanley Capital Services Inc
    New York, New York
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons