DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byI••••••• V•••••••asset manager805-3894862848IAPD
Gross asset value
$98.9M
as of Mar 28, 2024; not a fund size
Peak GAV
$105M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 13, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$98.9M as of Mar 28, 2024
Mar 13, 2017$101M then
Owners4 as of Mar 28, 2024
Mar 13, 20174 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-261038reportedthe join to the Form D offering
Type as written
SECONDARY INVESTMENT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • City National Bank
    San Francisco, California · LEI 593C3GZG957Y0JPS2Z63
  • First Republic Bank
    San Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California · LEI 8NAV47T0Y26Q87Y0QP81
  • Morgan Stanley
    Walnut Creek, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons