DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I••••••• V••••••• F••• I•• L•••
Gross asset value
$12.7M
as of Oct 2, 2020; not a fund size
Peak GAV
$108M
highest filing
Owners
54
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
25%
Reported
21 filings
Feb 14, 2012 to Oct 2, 2020
Reporting history
one row per Form ADV filing
Gross asset value$12.7M as of Oct 2, 2020
Feb 14, 2012$108M then
Owners54 as of Oct 2, 2020
Feb 14, 201252 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-85679reportedthe join to the Form D offering
- Type as written
- SECONDARY INVESTMENT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California · LEI 8NAV47T0Y26Q87Y0QP81
Across DFX
shared identifiers only
- I••••••• V••••••• F••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons