DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• B•• A••••••• R••••• C••••• O••••••••• M••••• F••• L•••
Hedge Fundadvised byH••••• B•• C•••••• M••••••••• L•asset manager805-3927978875no longer reportedIAPD
Gross asset value
$349M
as of Nov 3, 2016; not a fund size
Peak GAV
$451M
highest filing
Owners
17
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
99%
of the fund
Owned by funds
98%
fund-of-funds interests
Non-US owners
98%
Reported
8 filings
May 30, 2014 to Nov 3, 2016
Reporting history
one row per Form ADV filing
Gross asset value$349M as of Nov 3, 2016
May 30, 2014$0 then
Owners17 as of Nov 3, 2016
May 30, 20149 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-217514reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank AgLondon, United Kingdom
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts
- UBS AgNew York, New York
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons