DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• N•••• A••••••• A•••••• F•••
Other Private Fundadvised byO••• C••••• A•••• M••••••••• I•••former805-3933077038no longer reportedIAPD
Gross asset value
$26.1M
as of Jul 21, 2022; not a fund size
Peak GAV
$58.7M
highest filing
Owners
110
beneficial owners reported
Minimum investment
$19,770
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
79%
Reported
44 filings
Mar 30, 2012 to Jul 21, 2022
Reporting history
one row per Form ADV filing
Gross asset value$26.1M as of Jul 21, 2022
Mar 30, 2012$30.5M then
Owners110 as of Jul 21, 2022
Mar 30, 2012404 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-365094reportedthe join to the Form D offering
- Type as written
- EQUITY LONG ONLY FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Nesbitt BurnsToronto, Ontario, Canada
- Cibc World Markets Inc.Toronto, Ontario, Canada
- RBC Investor Services TrustToronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons