DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•• C•••••• P••••••••• C••••••••• N•••• L••
Gross asset value
$883,000
as of Nov 28, 2016; not a fund size
Peak GAV
$883,000
highest filing
Owners
14
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 15, 2016 to Nov 28, 2016
Reporting history
one row per Form ADV filing
Gross asset value$883,000 as of Nov 28, 2016
Mar 15, 2016$883,000 then
Owners14 as of Nov 28, 2016
Mar 15, 201614 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- California, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-254076reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pensco Trust CompanyDenver, Colorado
Across DFX
shared identifiers only
- L•• C•••••• P••••••••• C••••••••• N•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons