DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• M••••• F••• L•••
Gross asset value
$17B
as of Jun 14, 2024; not a fund size
Peak GAV
$30B
highest filing
Owners
319
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
28%
Reported
41 filings
Mar 30, 2012 to Jun 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$17B as of Jun 14, 2024
Mar 30, 2012$12B then
Owners319 as of Jun 14, 2024
Mar 30, 2012800 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-98200reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, NaCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Bank Of New York Mellon (Domestic)New York, New York
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York
- Bnp ParibasLondon, United Kingdom · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities Europe SaParis, France · LEI 549300FH0WJAPEHTIQ77
- Bofa Securities, Inc.New York, New York
- Canadian Imperial Bank Of CommerceToronto, Canada · LEI 2IGI19DL77OX0HC3ZE78
- CitibankNew York, New York
- Citigroup Financial Products Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Citigroup Global Markets LimitedLondon, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
- Deutsche Bank A.G.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI W22LROWP2IHZNBB6K528
- Hsbc Bank PlcLondon, United Kingdom · LEI MP6I5ZYZBEU3UXPYFY54
- J.P. Morgan Securities LLCNew York, New York
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Jpmorgan Chase & Co.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons