DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F• 2••• F•••••• L••
Gross asset value
$26.6M
as of Sep 12, 2024; not a fund size
Peak GAV
$57.6M
highest filing
Owners
30
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
10%
of the fund
Owned by funds
38%
fund-of-funds interests
Non-US owners
0%
Reported
15 filings
Jan 23, 2019 to Sep 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$26.6M as of Sep 12, 2024
Jan 23, 2019$34.2M then
Owners30 as of Sep 12, 2024
Jan 23, 201917 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-329924reportedthe join to the Form D offering
- Type as written
- PRIVATE CREDIT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- M&T BankBuffalo, New York · LEI 549300WYXDDBYRASEG81
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- F• 2••• F•••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 10%reportedadviser and related persons