DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•• M••••• F•••• L•••
Gross asset value
$655M
as of Nov 6, 2020; not a fund size
Peak GAV
$1.2B
highest filing
Owners
119
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
18%
Reported
16 filings
Feb 14, 2012 to Nov 6, 2020
Reporting history
one row per Form ADV filing
Gross asset value$655M as of Nov 6, 2020
Feb 14, 2012$750M then
Owners119 as of Nov 6, 2020
Feb 14, 2012100 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-105167reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Fidelity Distributors Company LLCNew York, New York
- First Republic BankNew York, New York
- UBS AgNew York, New York · LEI BFM8T61CT2L1QCEMIK5
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons