DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••• L••• P••••••• V••• L•••

Gross asset value
$20B
as of Jul 30, 2024; not a fund size
Peak GAV
$20B
highest filing
Owners
414
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
49%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
36%
Reported
3 filings
Mar 29, 2024 to Jul 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$20B as of Jul 30, 2024
Mar 29, 2024$20B then
Owners414 as of Jul 30, 2024
Mar 29, 2024414 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-444679reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America N.A.
    Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
49%reportedadviser and related persons