DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• G•••• A••••••••• S•••• C•• M••••• F•••• G••••
Gross asset value
$400M
as of Oct 16, 2024; not a fund size
Peak GAV
$479M
highest filing
Owners
81
beneficial owners reported
Minimum investment
$400,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Mar 26, 2012 to Oct 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$400M as of Oct 16, 2024
Mar 26, 2012$290M then
Owners81 as of Oct 16, 2024
Mar 26, 2012158 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Oklahoma, United Statesreported
- Clients solicited
- yes, 40% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of OklahomaTulsa, Oklahoma
- Btig, LLCNew York, New York
- Charles Schwab & Co., Inc.San Francisco, California
- Prosperity BankTulsa, Oklahoma
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons