DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• V• A••••••• F•••• L•••
Gross asset value
$29,264
as of Mar 7, 2019; not a fund size
Peak GAV
$906,114
highest filing
Owners
48
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
2%
Reported
19 filings
Mar 30, 2012 to Mar 7, 2019
Reporting history
one row per Form ADV filing
Gross asset value$29,264 as of Mar 7, 2019
Mar 30, 2012$168,281 then
Owners48 as of Mar 7, 2019
Mar 30, 201247 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California · LEI 8NAV47T0Y26Q87Y0QP81
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- S••••• V• A••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons