DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••••• P••• C•••••• I• L•

Private Equity Fundadvised byH••••• P••• M••••••••• L••former805-3992515534IAPD
Gross asset value
$55.5M
as of Mar 28, 2024; not a fund size
Peak GAV
$67.0M
highest filing
Owners
63
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
20%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Jan 13, 2022 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$55.5M as of Mar 28, 2024
Jan 13, 2022$67.0M then
Owners63 as of Mar 28, 2024
Jan 13, 202263 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 25% of the adviser's clients investedreported
Form D file number
021-264525reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Flagstar Bank, N.A.
    Greenwich, Connecticut
  • Interactive Brokers LLC
    Greenwich, Connecticut
  • Midland Trust Company
    Tarrytown, New York
  • RBC Capital Markets, LLC
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
20%reportedadviser and related persons