DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byA••••••• S••••••••• L••asset manager805-4002650945no longer reportedIAPD
Gross asset value
$1.4M
as of Jul 25, 2023; not a fund size
Peak GAV
$10.9M
highest filing
Owners
75
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
68%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 29, 2018 to Jul 25, 2023
Reporting history
one row per Form ADV filing
Gross asset value$1.4M as of Jul 25, 2023
Mar 29, 2018$5.8M then
Owners75 as of Jul 25, 2023
Mar 29, 201872 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-223050reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • JP Morgan Chase Bank, N.A.
    Newark, Delaware
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
68%reportedadviser and related persons