DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••• G••••• H••••••••• M••••• F•••
Gross asset value
$183M
as of Mar 6, 2024; not a fund size
Peak GAV
$782M
highest filing
Owners
40
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
30%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
17 filings
Oct 21, 2014 to Mar 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$183M as of Mar 6, 2024
Oct 21, 2014$442M then
Owners40 as of Mar 6, 2024
Oct 21, 201457 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-177950reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jefferies LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan StanleyLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Northern Trust International Banking CorporationJersey City, New Jersey · LEI 549300GLF98S992BC502
- UBSLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 30%reportedadviser and related persons