DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••• I••••••••• L••• C••••• M••••• F•••• L•••
Other Private Fundadvised byP••• C•••••• M••••••••• C••••••• L••other805-4024859215no longer reportedIAPD
Gross asset value
$12.8M
as of Feb 28, 2023; not a fund size
Peak GAV
$110M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
40%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Mar 31, 2014 to Feb 28, 2023
Reporting history
one row per Form ADV filing
Gross asset value$12.8M as of Feb 28, 2023
Mar 31, 2014$61.9M then
Owners2 as of Feb 28, 2023
Mar 31, 20143 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-194923reportedthe join to the Form D offering
- Type as written
- COMMINGLED INVESTMENT POOLreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. BankCincinnati, Ohio
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons