DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Aei Sezmi Investments IV, LLC

Private Equity Fundadvised byAdvanced Equities, Inc.former805-4028914040IAPD
Gross asset value
$1.1M
as of Oct 18, 2012; not a fund size
Peak GAV
$1.1M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$106,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 28, 2012 to Oct 18, 2012
Reporting history
one row per Form ADV filing
Gross asset value$1.1M as of Oct 18, 2012
Mar 28, 2012$1.1M then
Owners15 as of Oct 18, 2012
Mar 28, 201215 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yesreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cor Clearing LLC
    Omaha, Nebraska
  • Fifth Third Bancorp
    Cincinnati, Ohio
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons