DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••••• S•••••• O••••••••• F••• L•• • S••••• 9•
Gross asset value
$369,591
as of Nov 1, 2023; not a fund size
Peak GAV
$2.2M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
68%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2021 to Nov 1, 2023
Reporting history
one row per Form ADV filing
Gross asset value$369,591 as of Nov 1, 2023
Mar 31, 2021$2.2M then
Owners8 as of Nov 1, 2023
Mar 31, 20218 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-384362reportedthe join to the Form D offering
- Type as written
- S••••• LLCreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois
- Continental Stock Transfer & TrustNew York, New York
- RBC Capital Markets, LLCMinneapolis, Minnesota
- Watermill Institutional Trading LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons