DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••• F•••• L••
Gross asset value
$1.1B
as of May 7, 2018; not a fund size
Peak GAV
$1.9B
highest filing
Owners
66
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
91%
Reported
23 filings
Mar 30, 2012 to May 7, 2018
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of May 7, 2018
Mar 30, 2012$1.8B then
Owners66 as of May 7, 2018
Mar 30, 2012115 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-280254reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco Itau S.A.Sao Paulo, Brazil
- Bank Of America Merrill LynchNew York, New York
- Bank Of America NaNy, New York
- Barclays Bank PlcEngland And Wales, United Kingdom
- Bnp ParibasParis, France
- Citibank, N.A.Ny, New York
- Credit Suisse Hedging-Griffo Corretora De Valores S.A.Sao Paulo, Brazil
- Credit Suisse InternationalEngland And Wales, United Kingdom
- Deutsche BankLondon, United Kingdom
- Goldman Sachs InternationalEngland And Wales, United Kingdom
- JP Morgan Chase BankNy, New York
- Merrill Lynch Professional Clearing CorpNew York, New York
- Morgan Stanley ServicesNy, New York
- Nomura International IncLondon, United Kingdom
- The Bank Of New York MellonNy, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons