DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$179M
as of Oct 17, 2024; not a fund size
Peak GAV
$179M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$16.6M
as reported
Adviser and related own
0%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
19%
Reported
11 filings
May 25, 2023 to Oct 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$179M as of Oct 17, 2024
May 25, 2023$156M then
Owners3 as of Oct 17, 2024
May 25, 20232 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-475916reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bofa Securities, Inc.
    New York, New York
  • Citibank, N.A London Branch
    London, United Kingdom
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • The Northern Trust Company
    Chicago, Illinois
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons