DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••• • P••••• G••••• E•••••• L•••
Other Private Fundadvised byM••••• • P••••• A•••••••••mixed wealth805-4080803860no longer reportedIAPD
Gross asset value
$16.5M
as of Aug 2, 2016; not a fund size
Peak GAV
$27.7M
highest filing
Owners
23
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
62%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
14 filings
Mar 16, 2012 to Aug 2, 2016
Reporting history
one row per Form ADV filing
Gross asset value$16.5M as of Aug 2, 2016
Mar 16, 2012$27.7M then
Owners23 as of Aug 2, 2016
Mar 16, 201236 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 11% of the adviser's clients investedreported
- Form D file number
- 021-41259reportedthe join to the Form D offering
- Type as written
- LONG ONLY INVESTMENTS IN PUBLICLY TRADED EQUITY SECURITIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 62%reportedadviser and related persons