DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
M•••••• C•••••• P••••••• V• L•
Gross asset value
$1.3B
as of Jul 19, 2024; not a fund size
Peak GAV
$1.3B
highest filing
Owners
507
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 31, 2023 to Jul 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Jul 19, 2024
Mar 31, 2023$0 then
Owners507 as of Jul 19, 2024
Mar 31, 20230 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-473765reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank CanadaToronto, Canada · LEI 549300U6C5DCBKSIEB26
- City National BankLos Angeles, California · LEI 593C3GZG957YOJPS2Z63
- Goldman Sachs & Co. LLCNew York, New York
- Jpmorgan Chase Bank, N.A.Columbus, Ohio · LEI 7H6GLXDRUGQFU57RNE97
- Northeast BankLewiston, Maine · LEI 549300F0LV9TSW34E306
- State Street Bank & Trust Co. BostonBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons