DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
R•••••••• P•••••••• L•••
Gross asset value
$37.3M
as of Jul 15, 2024; not a fund size
Peak GAV
$37.3M
highest filing
Owners
39
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
62%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
30 filings
Mar 13, 2012 to Jul 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$37.3M as of Jul 15, 2024
Mar 13, 2012$12.2M then
Owners39 as of Jul 15, 2024
Mar 13, 201232 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.El Paso, Texas
- Haywood Securities (USA) Inc.Vancouver, Bc, Canada
- J.P. Morgan Private BankLos Angeles, California
- Millennium Trust CompanyOak Brook, Illinois
- Morgan Stanley & Co. LLCNew York, New York
- Odyssey Trust CompanyVancouver, Bc, Canada
Across DFX
shared identifiers only
- R•••••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 62%reportedadviser and related persons