DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E• A••••••• R••••• S••••••••• T•• L•••
Gross asset value
$325M
as of Nov 15, 2024; not a fund size
Peak GAV
$325M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
27%
Reported
26 filings
Feb 29, 2012 to Nov 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$325M as of Nov 15, 2024
Feb 29, 2012$131M then
Owners37 as of Nov 15, 2024
Feb 29, 201252 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-5738761868reported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-143210reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois
- Pershing Advisor Solutions LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons