DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• E••••••• P•••••••• S•••• F•••
Gross asset value
$95.1M
as of Jun 18, 2019; not a fund size
Peak GAV
$96.3M
highest filing
Owners
396
beneficial owners reported
Minimum investment
$19,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
9 filings
Aug 9, 2016 to Jun 18, 2019
Reporting history
one row per Form ADV filing
Gross asset value$95.1M as of Jun 18, 2019
Aug 9, 2016$42.8M then
Owners396 as of Jun 18, 2019
Aug 9, 201692 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Nesbitt BurnsToronto, Ontario, Canada
- Bnp ParibasNew York, New York
- Td Securities Inc.Toronto, Ontario, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons