DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Nuveen Clo Issuance Fund, LP
Gross asset value
$198M
as of Mar 24, 2026; not a fund size
Peak GAV
$331M
highest filing
Owners
102
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
41%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
11%
Reported
10 filings
Feb 23, 2021 to Mar 24, 2026
Reporting history
one row per Form ADV filing
Gross asset value$331M as of Jul 31, 2024
Feb 23, 2021$45.3M then
Owners102 as of Jul 31, 2024
Feb 23, 202120 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-3743330reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. Bank National AssociationMinneapolis, Minnesota · LEI 6BYL5QZYBDK8S7L73M02
Across DFX
shared identifiers only
- Nuveen Clo Issuance Fund, LP · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 41%reportedadviser and related persons