DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
1•••• H•• E••••••••• X• L•••
Gross asset value
$624M
as of May 31, 2024; not a fund size
Peak GAV
$719M
highest filing
Owners
145
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
7%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
33%
Reported
4 filings
Mar 29, 2022 to May 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$624M as of May 31, 2024
Mar 29, 2022$719M then
Owners145 as of May 31, 2024
Mar 29, 2022144 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-388956reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America, N.A.San Francisco, California · LEI B4TYDEB6GKMZO031MB27
- Db Services Americas, Inc.Jacksonville, Florida · LEI 529900F895EWIYOGOY61
- Goldman Sachs Asset ManagementChicago, Illinois · LEI CF5M58QA35CFPUX70H17
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- 1•••• H•• E••••••••• X• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons