DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••••• A•• L••• M•••• T•••••• C•••••• I•• L•
Gross asset value
$1.0B
as of Nov 22, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
13
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
35%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
64%
Reported
1 filings
Nov 22, 2024 to Nov 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value: $1.0B
Owners: 13
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-514605reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities, Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Macquarie Futures USA LLCNew York, New York · LEI 549300H8XV7W7WR2RX20
- Sg Americas Securities, LLCNew York, New York
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 35%reportedadviser and related persons