DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• P••••••• M••••• F•••• L•••
Gross asset value
$545M
as of Mar 30, 2016; not a fund size
Peak GAV
$849M
highest filing
Owners
51
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
33%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
30%
Reported
5 filings
Feb 14, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$545M as of Mar 30, 2016
Feb 14, 2012$849M then
Owners51 as of Mar 30, 2016
Feb 14, 201271 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-115257reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 33%reportedadviser and related persons