DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

L•••••••• G••••• F••••••••• M••••• F••• L••••••

Hedge Fundadvised byL•••••••• P••••••• ••• L••asset manager805-4158751856no longer reportedIAPD
Gross asset value
$340M
as of Jun 15, 2015; not a fund size
Peak GAV
$3.1B
highest filing
Owners
57
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
57%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
95%
Reported
8 filings
Aug 16, 2013 to Jun 15, 2015
Reporting history
one row per Form ADV filing
Gross asset value$340M as of Jun 15, 2015
Aug 16, 2013$2.4B then
Owners57 as of Jun 15, 2015
Aug 16, 2013120 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-129478reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citigroup Global Markets L••••••
    London, United Kingdom
  • Credit Suisse Securities (Europe) L••••••
    London, United Kingdom
  • Deutsche Bank Ag
    London, United Kingdom
  • Goldman Sachs International
    London, United Kingdom
  • Hsbc Bank Plc
    London, United Kingdom
  • Jpmorgan Chase Bank Na
    London, United Kingdom
  • Merrill Lynch International
    London, United Kingdom
  • Morgan Stanley & Co International Plc
    London, United Kingdom
  • UBS Ag
    London, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
57%reportedadviser and related persons