DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K•••••• E••••••• P••••••• I••• L•••
Gross asset value
$243M
as of Aug 8, 2022; not a fund size
Peak GAV
$243M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$25.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
19%
fund-of-funds interests
Non-US owners
26%
Reported
2 filings
Mar 30, 2022 to Aug 8, 2022
Reporting history
one row per Form ADV filing
Gross asset value$243M as of Aug 8, 2022
Mar 30, 2022$243M then
Owners28 as of Aug 8, 2022
Mar 30, 202228 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-392600reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Citibank, National AssociationDallas, Texas · LEI E57ODZWZ7FF32TWEFA76
- Deutsche Bank AktiengesellschaftNew York, New York · LEI 7LTWFZYICNSX8D621K86
- J.P. Morgan Securities LLCDallas, Texas
- Lloyds BankLondon, United Kingdom
- Macquarie Bank LimitedSydney, Australia · LEI 4ZHCHI4KYZG2WVRT8631
- Morgan Stanley Smith Barney LLCBaltimore, Maryland
- Nomura International PlcLondon, United Kingdom · LEI DGQCSV2PHVF7I2743539
- The Bank Of N.T. Butterfield & Son LimitedHamilton, Bermuda
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons